Chan, Kon Kau 陳幹球
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-11-28 | 2014-12-28 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-04-27 | 2014-12-28 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2015-08-25 | 2019-05-31 | Rep | Dealing in securities | 2015-08-25 | 2019-05-31 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-25 | 2019-05-31 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-09-07 | 2014-12-28 | Rep | Dealing in securities | 2015-05-29 | 2015-08-05 | Rep | Advising on securities | 2015-07-03 | 2015-08-05 |
| 6 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2004-04-08 | 2005-08-24 |
| 7 | SHACOM FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-01-29 | 2020-03-13 | Rep | Advising on futures contracts | 2020-02-11 | 2020-03-13 |
| 8 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2019-07-09 | 2019-12-20 |
| 9 | South China Investment Management Limited | Rep | Asset management | 2019-07-24 | 2019-12-20 |
| 10 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2019-07-09 | 2019-12-20 |
| 11 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-09 | 2019-12-20 |
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