Poon, Tin Ching 潘天青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-07-15 | 2013-01-28 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-07-15 | 2013-01-28 |
| 3 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2014-04-24 | 2016-12-04 | Rep | Dealing in securities | 2014-04-24 | 2016-12-04 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-04-02 | 2014-04-07 |
| 5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-04-02 | 2014-04-07 |
| 6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-04-02 | 2014-04-07 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-07-15 | 2013-01-28 |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-01-12 | 2011-06-24 |
| 9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-01-12 | 2011-06-24 |
| 10 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2016-12-15 | 2022-09-01 | Rep | Dealing in futures contracts | 2020-01-08 | 2022-09-01 |
| 11 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-02-08 | 2013-03-17 |
| 12 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-02-08 | 2013-03-17 |
| 13 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-12-06 | 2024-04-05 |
| 14 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-12-06 | 2024-04-05 |
| 15 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-09-25 | 2010-04-01 | Rep | Leveraged foreign exchange trading | 2008-09-01 | 2010-04-01 |
| 16 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-25 | 2010-04-01 | Rep | Advising on securities | 2008-07-09 | 2010-04-01 |
| 17 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2010-04-14 | 2010-11-05 |
| 18 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-04-14 | 2010-11-05 |
| 19 | VMS Securities Limited | Rep | Dealing in securities | 2023-02-09 | 2023-05-12 |
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