Wan, Chun Man (SFC:ATY752) 尹俊文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on futures contracts | 2023-10-18 | 2024-06-07 | Rep | Dealing in futures contracts | 2023-10-18 | 2024-06-07 | Rep | Dealing in securities | 2023-10-18 | 2024-06-07 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-09-07 | 2011-04-30 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-09-07 | 2011-04-30 |
| 4 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-08-10 | 2013-08-01 |
| 5 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-12-05 | 2013-08-01 |
| 6 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2018-01-31 | 2019-04-30 |
| 7 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2018-01-31 | 2019-04-30 |
| 8 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-03-05 | 2023-04-29 |
| 9 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-03-05 | 2023-04-29 |
| 10 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-10-29 | 2010-07-31 |
| 11 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-29 | 2010-07-31 |
| 12 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-08-10 | 2013-08-01 |
| 13 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-08 | 2017-06-27 |
| 14 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2013-08-08 | 2017-06-27 |
| 15 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-08-08 | 2017-06-27 |
| 16 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-05-09 | 2019-12-31 |
| 17 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2019-05-09 | 2019-12-31 |
| 18 | TFI Securities and Futures Limited | Rep | Advising on securities | 2024-06-26 | Rep | Dealing in securities | 2024-06-26 |
| 19 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2020-05-26 | 2020-05-29 | Rep | Dealing in securities | 2020-05-26 | 2020-05-29 |
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