Wong, Carmen Kar Man 黃嘉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-03-10 | 2005-10-04 | Rep | Dealing in futures contracts | 2007-10-11 | 2013-02-06 |
2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2005-03-10 | 2005-10-04 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-03-10 | 2005-10-04 | Rep | Dealing in securities | 2007-10-11 | 2013-02-06 |
4 | GT CAPITAL LIMITED | Rep | Dealing in securities | 2005-10-05 | 2006-04-24 |
5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-29 | 2005-03-02 |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-03-29 | 2005-03-02 | Rep | Leveraged foreign exchange trading | 2004-08-26 | 2005-03-02 |
7 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-02-19 | 2020-01-13 |
8 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-02-19 | 2022-01-31 |
9 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-05-24 | 2007-10-08 |
10 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-17 | 2007-10-08 |
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