Yau, Gary Shu Cheung 游樹祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-04-02 | 2016-12-20 | Rep | Dealing in securities | 2015-04-02 | 2016-12-20 |
| 2 | KGI Asset Management Limited | RO | Advising on corporate finance | 2016-11-22 | RO | Advising on securities | 2016-12-20 | RO | Asset management | 2016-12-20 | RO | Dealing in securities | 2013-05-31 | 2016-12-20 |
| 3 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2020-07-02 | 2021-04-16 | RO | Asset management | 2020-07-02 | 2021-04-16 | RO | Dealing in securities | 2020-07-02 | 2021-04-16 | RO | Advising on securities | 2023-03-28 | RO | Asset management | 2023-03-28 | RO | Dealing in securities | 2023-03-28 |
| 4 | Shanggu Securities Limited | Rep | Advising on securities | 2024-11-13 | |
| 5 | Sinostar Asset Management Limited | RO | Advising on securities | 2017-02-07 | 2020-02-08 | RO | Asset management | 2017-02-07 | 2020-02-08 |
| 6 | Sinostar Securities Limited | RO | Dealing in securities | 2017-07-07 | 2020-02-08 |
| 7 | T G HOLBORN (HK) LIMITED | RO | Advising on corporate finance | 2013-11-29 | RO | Advising on securities | 2013-11-29 |
| 8 | Tianlong Securities Co., Limited | RO | Advising on securities | 2021-06-04 | 2023-03-10 | RO | Asset management | 2021-06-04 | 2023-03-10 |
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