Yu, Anson Kwun Po 余觀寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Asset Management Limited | Rep | Advising on securities | 2014-11-26 | 2017-05-12 | Rep | Asset management | 2014-11-26 | 2017-05-12 |
| 2 | CS Wealth Asset Management Limited | RO | Advising on securities | 2020-02-11 | RO | Asset management | 2020-02-11 |
| 3 | CS Wealth Securities Limited | Rep | Dealing in securities | 2024-02-14 | 2024-10-16 | RO | Dealing in securities | 2024-10-16 |
| 4 | QUANTSMILE (HK) LIMITED | Rep | Asset management | 2012-11-16 | 2014-10-13 |
| 5 | Sprout Asset Management (Asia) Limited | Rep | Advising on securities | 2017-05-22 | 2017-06-01 | Rep | Asset management | 2017-05-22 | 2017-06-01 | Rep | Dealing in securities | 2017-05-22 | 2017-06-01 | RO | Advising on securities | 2017-06-01 | 2019-12-31 | RO | Asset management | 2017-06-01 | 2019-12-31 | RO | Dealing in securities | 2017-06-01 | 2019-12-31 |
| 6 | T G SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-05-11 | 2014-10-13 | Rep | Dealing in securities | 2011-05-11 | 2014-10-13 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2007-08-01 | 2009-05-16 |
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