Lee, Wai Kit (SFC:AEY372) 李偉傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in futures contracts | 2003-12-16 |
| 2 | ASG MANAGEMENT LIMITED (HK) | Rep | Advising on corporate finance | 2003-09-08 | Rep | Advising on securities | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in securities | 2003-12-16 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2003-12-17 | 2014-08-14 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-14 | 2014-08-14 |
| 5 | TFI Securities and Futures Limited | Rep | Advising on securities | 2024-12-12 | Rep | Dealing in futures contracts | 2024-12-12 | Rep | Dealing in securities | 2024-12-12 |
| 6 | VALUABLE CAPITAL LIMITED | Rep | Advising on securities | 2022-08-17 | 2024-12-11 | Rep | Dealing in futures contracts | 2022-08-17 | 2024-12-11 | Rep | Dealing in securities | 2022-08-17 | 2024-12-11 |
| 7 | XinKong International Securities Limited | Rep | Dealing in securities | 2014-08-18 | 2017-10-16 | Rep | Dealing in futures contracts | 2014-08-18 | 2022-07-22 | Rep | Advising on securities | 2017-10-16 | 2022-07-22 | RO | Dealing in securities | 2017-10-16 | 2022-07-22 |
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