Chan, Tak Fai (SFC:ADV593) 陳德輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-06-16 | 2006-10-11 |
2 | HSBC LIFE (INTERNATIONAL) LIMITED | Rep | Advising on corporate finance | 2004-05-17 | Rep | Asset management | 2004-05-17 | Rep | Advising on securities | 2005-11-30 |
3 | INFINITY STRATEGIC ADVISORS LIMITED | Rep | Advising on securities | 2007-04-03 | 2008-04-15 | Rep | Asset management | 2007-05-22 | 2008-04-15 |
4 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2008-12-08 | 2009-05-31 |
5 | TARZAN STOCK & SHARES LIMITED | Rep | Advising on securities | 2009-12-09 | 2012-04-13 |
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