Andrews, Stephen John (SFC:ATC362)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2017-11-03 | 2023-02-28 | Rep | Asset management | 2017-11-03 | 2023-02-28 | Rep | Dealing in securities | 2017-11-03 | 2023-02-28 | RO | Advising on securities | 2023-02-28 | 2023-09-01 | RO | Asset management | 2023-02-28 | 2023-09-01 | RO | Dealing in securities | 2023-02-28 | 2023-09-01 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-06-10 | 2009-08-25 | Rep | Advising on securities | 2009-08-28 | 2015-12-14 |
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