Hu, Xisha 胡錫莎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-08-29 | 2017-06-25 |
2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-08-29 | 2017-06-25 |
3 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2017-06-26 | 2017-07-17 | Rep | Dealing in securities | 2017-06-26 | 2017-07-17 |
4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-10-23 | 2018-08-13 | Rep | Dealing in securities | 2017-10-23 | 2018-08-13 | RO | Dealing in futures contracts | 2018-08-13 | RO | Dealing in securities | 2018-08-13 |
5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-05-14 | 2008-08-16 |
6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-05-14 | 2008-08-16 | Rep | Dealing in securities | 2008-05-14 | 2008-08-16 | Rep | Dealing in securities | 2011-06-07 | 2013-06-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy