Pak, Stephen Sze Chai 白思齊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Aberdeen International Investment Management Limited | Rep | Advising on securities | 2006-07-21 | 2009-04-30 | Rep | Dealing in securities | 2006-07-21 | 2009-04-30 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-04-17 | 2009-07-14 | Rep | Dealing in securities | 2009-04-17 | 2009-07-14 |
3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-09-01 | 2019-10-03 |
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