Sundram, Rohan Jason
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2015-11-04 | 2015-11-08 | Rep | Advising on securities | 2016-06-30 | 2016-07-10 | Rep | Advising on securities | 2017-07-20 | 2017-07-30 | Rep | Advising on securities | 2018-04-19 | 2018-04-26 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-08-23 | 2015-03-20 |
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