Lau, Wai Ho (SFC:APD328) 劉偉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Golden Asset Management Co., Limited | Rep | Dealing in securities | 2020-09-18 | 2021-07-22 | Rep | Advising on securities | 2020-10-12 | 2021-07-22 |
| 2 | JA SECURITIES LIMITED | RO | Advising on securities | 2021-08-20 | 2022-04-07 | RO | Dealing in securities | 2021-08-20 | 2022-04-07 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-06 | 2007-09-08 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-17 | 2020-05-28 |
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