Tung, William Chung Yin 童忠賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Broadway Wealth Management Limited | RO | Advising on corporate finance | 2005-02-24 | RO | Advising on securities | 2012-12-30 | RO | Asset management | 2012-12-30 |
| 2 | Finet Securities Limited | RO | Advising on securities | 2016-11-28 | 2018-06-08 | RO | Asset management | 2016-11-28 | 2018-06-08 | RO | Dealing in securities | 2018-05-23 | 2018-06-08 |
| 3 | Goldhorse Securities Limited | RO | Advising on securities | 2015-10-19 | 2016-01-20 | RO | Dealing in securities | 2015-10-19 | 2016-01-20 |
| 4 | NUOXIN CAPITAL (HONG KONG) LIMITED | RO | Advising on securities | 2016-08-09 | 2016-11-07 | RO | Asset management | 2016-08-09 | 2016-11-07 |
| 5 | South China Investment Management Limited | Rep | Asset management | 2018-08-22 | 2018-10-02 |
| 6 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2018-08-22 | 2018-10-02 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2018-08-22 | 2018-10-02 |
| 8 | Tang Wealth International Limited | RO | Advising on securities | 2022-01-21 | RO | Asset management | 2022-01-21 | RO | Dealing in securities | 2022-01-21 |
| 9 | W. Falcon Asset Management (Asia) Limited | RO | Advising on securities | 2014-07-17 | 2015-03-31 | RO | Asset management | 2014-07-17 | 2015-03-31 | RO | Dealing in securities | 2014-07-17 | 2015-03-31 |
| 10 | WEI DA ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-10-26 | 2016-01-20 |
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