Henderson, Sarah (SFC:ALZ867)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2005-05-20 | 2006-08-01 |
2 | Meta Elephant Capital Limited | Rep | Asset management | 2017-05-25 | 2017-06-15 | Rep | Advising on securities | 2017-06-08 | 2017-06-15 | RO | Advising on securities | 2017-06-15 | 2019-07-10 | RO | Asset management | 2017-06-15 | 2019-07-10 |
3 | WEALTH MANAGEMENT GROUP LIMITED | RO | Asset management | 2007-02-02 | 2017-03-31 |
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