Chi, Chung Him 池仲謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-06-25 | Rep | Advising on futures contracts | 2023-03-21 |
| 2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2015-06-25 | |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-06-25 | |
| 4 | PROGRESS MARKETS LIMITED | Rep | Leveraged foreign exchange trading | 2008-09-30 | 2009-08-31 |
| 5 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2010-01-29 | 2015-02-06 |
| 6 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-24 | 2015-02-06 |
| 7 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2012-02-01 | 2015-02-06 |
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