Hu, Xiaoyan (SFC:AVK473) 胡小燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-04 | 2021-01-27 |
| 2 | BOCOM International Securities Limited | Rep | Dealing in securities | 2012-08-22 | 2015-08-14 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2010-06-25 | 2012-06-29 | Rep | Dealing in securities | 2010-06-25 | 2012-06-29 |
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