Chu, Chun Ming (SFC:AHR391) 朱振明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Advising on securities | 2005-10-17 | 2005-12-19 |
| 2 | GUODU SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-06-25 | 2011-10-01 | RO | Advising on securities | 2010-07-07 | 2011-10-01 |
| 3 | Logic Global Assets Management Limited | RO | Asset management | 2021-03-16 | RO | Advising on securities | 2023-10-13 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-10-03 | 2008-10-21 |
| 5 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2018-04-10 | 2018-07-28 | Rep | Dealing in securities | 2018-04-10 | 2018-07-28 | Rep | Advising on securities | 2018-04-19 | 2018-07-28 |
| 6 | TAIROS INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2018-08-02 | 2019-08-31 | RO | Asset management | 2018-08-02 | 2019-08-31 |
| 7 | TISCO SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-02-11 | Rep | Asset management | 2004-02-11 | Rep | Advising on securities | 2005-09-27 |
| 8 | WELL KING ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-11-07 | 2019-11-21 | Rep | Asset management | 2019-11-07 | 2019-11-21 | RO | Advising on securities | 2019-11-21 | 2020-02-29 | RO | Asset management | 2019-11-21 | 2020-02-29 |
| 9 | Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2015-10-14 | 2018-02-16 | Rep | Dealing in securities | 2015-10-14 | 2018-02-16 |
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