Chan, Ming Wing (SFC:AWH504) 陳銘榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2011-03-16 | 2012-08-31 | Rep | Dealing in futures contracts | 2011-04-28 | 2012-08-31 |
2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-12-14 | 2013-05-25 |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-12-14 | 2013-05-25 |
4 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2011-01-07 | 2011-03-08 |
5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-12 | 2011-03-08 |
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