Au, Bo Shan (SFC:ARE480) 區寶珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2009-03-24 | 2009-10-27 | Rep | Asset management | 2009-09-03 | 2009-10-27 |
| 2 | China Point Asset Management Limited | Rep | Advising on securities | 2017-06-13 | 2017-08-15 | Rep | Asset management | 2017-06-13 | 2017-08-15 | RO | Advising on securities | 2017-08-15 | 2018-05-15 | RO | Asset management | 2017-08-15 | 2018-05-15 |
| 3 | DORIC CAPITAL CORPORATION | RO | Advising on futures contracts | 2024-03-04 | RO | Advising on securities | 2024-03-04 | RO | Asset management | 2024-03-04 |
| 4 | GOLD DRAGON WORLDWIDE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-05-23 | 2018-06-11 | Rep | Asset management | 2018-05-23 | 2018-06-11 | RO | Advising on securities | 2018-06-11 | 2019-06-25 | RO | Asset management | 2018-06-11 | 2019-06-25 |
| 5 | KINGDOM INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2022-01-14 | 2023-02-15 | RO | Asset management | 2022-01-14 | 2023-02-15 |
| 6 | PUREHEART CAPITAL ASIA LIMITED | Rep | Advising on securities | 2009-11-05 | 2013-02-22 | Rep | Asset management | 2009-11-05 | 2013-02-22 | Rep | Dealing in securities | 2010-05-19 | 2013-02-22 | Rep | Advising on securities | 2013-12-23 | 2017-04-30 | Rep | Asset management | 2013-12-23 | 2017-04-30 | Rep | Dealing in securities | 2013-12-23 | 2017-04-30 |
| 7 | Suparna Capital Management Limited | RO | Advising on securities | 2021-08-19 | 2021-09-30 | RO | Asset management | 2021-08-19 | 2021-09-30 |
| 8 | Yonghe Asset Management (Hong Kong) Limited | RO | Advising on securities | 2019-08-21 | 2020-11-15 | RO | Asset management | 2019-08-21 | 2020-11-15 |
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