Cooney, Michael James (SFC:AJD244)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2006-03-03 | 2006-10-31 |
| 2 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-05-27 | 2006-01-23 |
| 3 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2003-09-11 | 2006-01-23 |
| 4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-09-07 | 2005-11-14 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-11-16 | 2008-12-08 | Rep | Automated trading services | 2006-11-22 | 2008-12-08 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-11-22 | 2008-12-08 | Rep | Dealing in futures contracts | 2006-11-22 | 2008-12-08 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-11-16 | 2008-12-08 |
| 8 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2011-07-04 | 2012-11-12 | RO | Dealing in securities | 2012-06-08 | 2015-08-31 | RO | Dealing in futures contracts | 2012-11-12 | 2015-08-31 |
| 9 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2009-01-05 | 2010-02-09 | Rep | Dealing in securities | 2009-01-05 | 2010-02-09 | RO | Dealing in futures contracts | 2010-02-09 | 2011-03-30 | RO | Dealing in securities | 2010-02-09 | 2011-03-30 |
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