Wu, Xiaozheng 吳小征
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asia Lion Capital (Hong Kong) Limited | Rep | Asset management | 2022-04-29 | 2023-04-17 |
| 2 | CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-12-11 | 2016-09-05 | Rep | Asset management | 2015-12-11 | 2016-09-05 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-03-26 | 2015-09-01 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-03-26 | 2015-09-01 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-02-11 | 2009-03-30 | Rep | Advising on securities | 2008-02-11 | 2009-03-30 | Rep | Dealing in securities | 2008-02-11 | 2009-03-30 |
| 6 | Guolian Securities International Asset Management Co., Limited | Rep | Asset management | 2021-05-25 | 2021-12-08 |
| 7 | Guolian Securities International Capital Co., Limited | Rep | Advising on securities | 2021-05-25 | 2021-12-08 | Rep | Dealing in securities | 2021-05-25 | 2021-12-08 |
| 8 | RBC Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2011-02-24 | 2012-05-14 |
| 9 | Rui Da International Asset Management (Hong Kong) Limited | Rep | Asset management | 2023-05-18 | 2024-02-28 |
| 10 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2017-06-14 | 2020-01-01 | Rep | Asset management | 2017-06-14 | 2020-01-01 |
| 11 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2020-06-11 | 2020-12-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy