Fan, Kenneth King Chi 范敬智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Capital International (Hong Kong) Co., Limited | Rep | Asset management | 2013-08-13 | 2013-09-12 | RO | Asset management | 2013-09-12 | 2014-08-06 | Rep | Advising on securities | 2013-10-04 | 2014-08-06 | Rep | Dealing in securities | 2013-10-04 | 2014-08-06 |
2 | Fortune Max International Asset Management Limited | RO | Dealing in securities | 2017-02-24 | 2019-03-29 | RO | Advising on securities | 2017-02-24 | 2023-12-08 | RO | Asset management | 2017-02-24 | 2023-12-08 |
3 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2015-02-13 | 2017-01-10 | RO | Asset management | 2015-02-13 | 2017-01-10 |
4 | Oshidori Securities Limited | Rep | Dealing in securities | 2015-01-28 | 2016-06-20 | RO | Advising on securities | 2015-05-19 | 2016-06-20 | RO | Asset management | 2015-05-19 | 2016-06-20 |
5 | SIIC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2006-06-02 | 2009-11-09 | RO | Asset management | 2009-11-09 | 2013-03-01 |
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