Chan, Louis Yin Kiu 陳彥喬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2024-01-23 | 2024-01-31 | Rep | Dealing in securities | 2024-01-23 | 2024-01-31 | RO | Advising on securities | 2024-01-31 | 2024-04-16 | RO | Dealing in securities | 2024-01-31 | 2024-04-16 |
2 | SynerWealth Financial Limited | Rep | Dealing in securities | 2010-01-13 | 2016-06-30 | RO | Dealing in securities | 2016-06-30 | 2023-10-31 | RO | Advising on securities | 2020-08-05 | 2023-10-31 |
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