Sieh, Sandy Ching Ha 謝靜霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2010-12-31 | 2017-01-30 | Rep | Asset management | 2010-12-31 | 2017-01-30 | Rep | Dealing in securities | 2013-02-08 | 2017-01-30 | Rep | Dealing in futures contracts | 2016-12-01 | 2017-01-30 |
| 2 | T. ROWE PRICE INTERNATIONAL, INC. | Rep | Advising on securities | 2005-10-17 | 2010-12-31 | Rep | Asset management | 2005-10-17 | 2010-12-31 |
| 3 | WARD FERRY MANAGEMENT LIMITED | Rep | Advising on securities | 2004-04-30 | 2005-10-05 | Rep | Advising on futures contracts | 2004-06-23 | 2005-10-05 | Rep | Asset management | 2004-06-23 | 2005-10-05 |
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