Kok, Kam Fu 郭錦富
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMP CAPITAL LIMITED | Rep | Advising on securities | 2023-02-06 | 2023-02-21 | Rep | Asset management | 2023-02-06 | 2023-02-21 | RO | Advising on securities | 2023-02-21 | 2023-06-03 | RO | Asset management | 2023-02-21 | 2023-06-03 |
| 2 | HOI YICK INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2016-05-10 | 2019-06-30 | RO | Asset management | 2016-05-10 | 2019-06-30 | RO | Dealing in securities | 2016-05-10 | 2019-06-30 |
| 3 | MORGAN FUEL GO SECURITIES LIMITED | Rep | Dealing in securities | 2005-12-14 | 2012-12-01 |
| 4 | OC Consultants Limited (HK) | RO | Advising on securities | 2019-12-09 | 2022-11-08 | RO | Asset management | 2019-12-09 | 2022-11-08 | RO | Dealing in securities | 2019-12-09 | 2022-11-08 |
| 5 | Quantum Leap Capital Limited | Rep | Advising on securities | 2023-07-21 | 2023-08-31 | Rep | Asset management | 2023-07-21 | 2023-08-31 | RO | Advising on securities | 2023-08-31 | RO | Asset management | 2023-08-31 |
| 6 | SDHG International Asset Management Limited | Rep | Advising on futures contracts | 2012-12-05 | 2016-03-19 | Rep | Advising on securities | 2012-12-05 | 2016-03-19 | Rep | Asset management | 2012-12-05 | 2016-03-19 | Rep | Advising on corporate finance | 2012-12-19 | 2016-03-19 |
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