Yip, Ka Lam 葉嘉霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-07-22 | 2003-08-26 | Rep | Dealing in securities | 2003-07-22 | 2004-02-14 |
| 2 | ELITE FINANCIAL SERVICES LIMITED (HK) | RO | Advising on securities | 2017-03-23 | 2017-09-23 | RO | Asset management | 2017-03-23 | 2017-09-23 |
| 3 | LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2017-11-22 | 2017-12-11 | Rep | Asset management | 2017-11-22 | 2017-12-11 | RO | Advising on securities | 2017-12-11 | 2020-05-31 | RO | Asset management | 2017-12-11 | 2020-05-31 |
| 4 | Maxa Asset Management Limited | RO | Advising on securities | 2022-11-10 | RO | Asset management | 2022-11-10 |
| 5 | MORGAN FUEL GO SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-16 | 2014-06-30 |
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