Au-Yeung, Sau Chun 歐陽秀珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Golden Age Investment Management Limited | RO | Asset management | 2023-08-02 | |
2 | Golden Jade Asset Management Limited | RO | Asset management | 2016-08-19 | 2020-05-05 |
3 | Taiping Securities (HK) Co Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2003-09-30 | Rep | Advising on securities | 2003-09-30 | Rep | Asset management | 2003-09-30 | Rep | Dealing in securities | 2016-07-20 |
4 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-05-19 | 2020-07-03 | RO | Asset management | 2020-07-03 | 2023-01-01 | RO | Advising on securities | 2020-11-13 | 2023-01-01 |
5 | TIANDA SECURITIES LIMITED | Rep | Dealing in securities | 2020-11-13 | 2021-10-21 | RO | Advising on securities | 2020-11-13 | 2023-01-01 | RO | Dealing in securities | 2021-10-21 | 2023-01-01 |
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