Kwok, Siu Ying 郭小英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Taiping Securities (HK) Co Limited | Rep | Advising on corporate finance | 2003-06-11 | Rep | Advising on securities | 2003-06-11 | Rep | Asset management | 2003-06-11 | Rep | Automated trading services | 2003-08-22 | Rep | Dealing in securities | 2020-06-04 |
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