Lai, Kwai Chun 黎桂珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Dealing in securities | 2019-07-08 | 2020-02-14 |
| 2 | Mason Securities Limited | RO | Dealing in securities | 2016-11-14 | 2018-02-27 | RO | Advising on securities | 2017-03-08 | 2020-03-13 | Rep | Dealing in securities | 2018-02-27 | 2020-09-15 | Rep | Advising on securities | 2020-03-13 | 2020-09-15 | RO | Advising on securities | 2020-09-15 | 2022-05-26 | RO | Dealing in securities | 2020-09-15 | 2022-05-26 |
| 3 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | Rep | Advising on corporate finance | 2005-01-17 | Rep | Advising on securities | 2005-01-17 | Rep | Asset management | 2005-01-17 | Rep | Dealing in securities | 2005-01-18 | RO | Dealing in securities | 2005-01-18 | 2018-02-13 |
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