Chan, Esmond Wai Chi 陳偉智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Prospect Securities Limited | Rep | Dealing in securities | 2016-02-04 | 2016-02-23 | RO | Dealing in securities | 2016-02-23 | 2017-04-18 |
| 2 | M&F Asset Management Limited | Rep | Advising on securities | 2017-04-20 | 2017-05-04 | Rep | Dealing in securities | 2017-04-20 | 2017-05-04 | RO | Advising on securities | 2017-05-04 | RO | Dealing in securities | 2017-05-04 | RO | Asset management | 2019-09-06 |
| 3 | SINO CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2015-02-05 | 2016-02-02 |
| 4 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | Rep | Dealing in securities | 2010-10-27 | 2014-07-23 | RO | Dealing in securities | 2014-07-23 | 2014-11-27 |
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