Mimaki, Hiroyuki
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Reserve Securities Limited | RO | Advising on securities | 2013-07-31 | 2016-11-07 | RO | Dealing in securities | 2013-07-31 | 2016-11-07 |
| 2 | CVP Capital Limited (HK) | Rep | Advising on securities | 2017-02-08 | 2017-03-31 | Rep | Dealing in securities | 2017-02-08 | 2017-03-31 | Rep | Advising on corporate finance | 2017-02-08 | 2019-10-24 | RO | Advising on securities | 2017-03-31 | 2019-10-24 | RO | Dealing in securities | 2017-03-31 | 2019-10-24 |
| 3 | CVP Securities Limited | Rep | Dealing in securities | 2020-03-27 | 2020-05-07 | RO | Dealing in securities | 2020-05-07 | 2022-12-01 |
| 4 | TOYO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2007-12-12 | 2009-04-27 | Rep | Dealing in securities | 2007-12-12 | 2009-04-27 | RO | Advising on securities | 2009-04-27 | 2013-06-01 | RO | Dealing in securities | 2009-04-27 | 2013-06-01 |
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