Ogyu, Kenju (SFC:ADQ016) 荻生謙樹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARISTO SECURITIES LIMITED | Rep | Dealing in securities | 2021-03-01 | 2021-04-08 | RO | Dealing in securities | 2021-04-08 | 2021-08-16 | Rep | Dealing in securities | 2023-07-07 | 2023-09-01 | RO | Dealing in securities | 2023-09-01 |
| 2 | CAPE ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2007-12-12 | 2008-04-30 | RO | Advising on securities | 2007-12-12 | 2008-04-30 |
| 3 | CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | Advising on corporate finance | 2007-12-12 | 2008-04-30 | RO | Advising on securities | 2007-12-12 | 2008-04-30 | RO | Dealing in securities | 2007-12-12 | 2008-04-30 |
| 4 | FIRST SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2004-08-06 | RO | Advising on securities | 2004-08-06 | RO | Asset management | 2004-08-06 | RO | Dealing in securities | 2004-08-06 |
| 5 | ICHIYOSHI INTERNATIONAL (H.K.) LIMITED | RO | Dealing in securities | 2005-05-13 | 2007-10-11 | RO | Advising on corporate finance | 2005-07-22 | 2007-10-11 | RO | Advising on securities | 2005-07-22 | 2007-10-11 |
| 6 | MTF SECURITIES LIMITED | RO | Dealing in securities | 2021-10-26 | 2023-03-31 |
| 7 | TOYO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2008-06-10 | 2008-06-25 | Rep | Dealing in securities | 2008-06-10 | 2008-06-25 | RO | Advising on securities | 2008-06-25 | 2020-06-01 | RO | Dealing in securities | 2008-06-25 | 2020-06-01 |
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