Maguire, Raymond
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2015-05-04 | 2020-03-20 |
| 2 | TUFTON OCEANIC FAR EAST LIMITED | RO | Advising on securities | 2009-11-19 | 2012-06-30 | RO | Asset management | 2009-11-19 | 2012-06-30 | RO | Dealing in securities | 2009-11-19 | 2012-06-30 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-09-29 | 2008-10-18 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-09-29 | 2008-10-18 | Rep | Dealing in securities | 2006-09-29 | 2008-10-18 | Rep | Advising on securities | 2012-09-04 | 2014-07-22 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-09-29 | 2008-10-18 |
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