Gollop, Stephen Philip
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tyche Group Limited | RO | Advising on corporate finance | 2004-05-21 | |
| 2 | Tyche Group Limited | RO | Advising on securities | 2014-12-05 | |
| 3 | Tyche Group Limited | RO | Asset management | 2014-12-05 | |
| 4 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2015-08-27 | 2016-07-11 |
| 5 | St. James's Place (Hong Kong) Limited | Rep | Dealing in securities | 2015-08-27 | 2016-07-11 |
| 6 | St. James's Place (Hong Kong) Limited | RO | Asset management | 2015-10-30 | |
| 7 | St. James's Place (Hong Kong) Limited | RO | Advising on securities | 2016-07-11 | |
| 8 | St. James's Place (Hong Kong) Limited | RO | Dealing in securities | 2016-07-11 |
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