So, Yung Yung 蘇榕熔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2022-09-09 | 2022-12-09 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-09-09 | 2022-12-09 |
| 3 | Tiger Brokers (HK) Global Limited | Rep | Dealing in futures contracts | 2023-01-12 | Rep | Dealing in securities | 2023-01-12 | Rep | Advising on securities | 2023-05-05 |
| 4 | UNICORN SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-08-26 | 2015-02-09 | RO | Dealing in securities | 2015-02-09 | 2015-09-01 | Rep | Dealing in securities | 2015-09-01 | 2022-08-22 |
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