Raybould, Simon Andrew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MF Global Foreign Exchange HK Limited | RO | Leveraged foreign exchange trading | 2006-10-26 | 2007-04-30 |
| 2 | MF Global Hong Kong Limited | RO | Advising on futures contracts | 2005-08-26 | 2008-12-31 | RO | Dealing in futures contracts | 2005-08-26 | 2008-12-31 | RO | Advising on securities | 2007-04-30 | 2008-12-31 | RO | Dealing in securities | 2007-04-30 | 2008-12-31 | RO | Leveraged foreign exchange trading | 2007-04-30 | 2008-12-31 |
| 3 | MF Global Securities HK Limited | RO | Advising on securities | 2005-08-26 | 2007-04-30 | RO | Dealing in securities | 2005-08-26 | 2007-04-30 |
| 4 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2009-06-23 | 2009-07-02 | Rep | Dealing in securities | 2009-06-23 | 2009-07-02 | RO | Dealing in futures contracts | 2009-07-02 | 2017-04-13 | RO | Dealing in securities | 2009-07-02 | 2017-04-13 | RO | Dealing in futures contracts | 2017-12-21 | 2023-01-02 | RO | Dealing in securities | 2017-12-21 | 2023-01-02 |
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