Tang, Chuan (SFC:AMF316) 唐川
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2008-06-10 | 2009-02-19 |
2 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2006-05-19 | 2007-05-25 |
3 | KGI ASIA LIMITED | Rep | Advising on securities | 2005-07-18 | 2006-05-04 |
4 | VISION FINANCE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-04-01 | 2012-02-29 |
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