Lau, Yuk Sheung 劉毓湘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2006-09-04 | 2011-03-04 | RO | Advising on securities | 2011-03-04 | 2011-08-31 | RO | Dealing in securities | 2011-03-04 | 2011-08-31 |
| 2 | RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2011-09-01 | 2011-10-13 | RO | Dealing in securities | 2011-10-13 | 2011-12-12 | Rep | Dealing in securities | 2011-12-12 | 2012-01-31 |
| 3 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-02-13 | Rep | Asset management | 2004-02-13 | Rep | Dealing in futures contracts | 2004-02-19 | RO | Dealing in futures contracts | 2004-02-19 | 2006-04-11 | RO | Advising on futures contracts | 2004-04-26 | 2006-04-11 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-13 | Rep | Advising on securities | 2004-02-13 | Rep | Asset management | 2004-02-13 | Rep | Dealing in securities | 2004-02-19 | RO | Dealing in securities | 2004-02-19 | 2004-10-13 | RO | Advising on securities | 2004-04-26 | 2004-10-13 | Rep | Dealing in securities | 2004-10-27 | 2006-04-11 |
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