Soo, Chi Kit 蘇志傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-04-27 | 2017-08-03 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2012-11-19 | 2017-08-03 |
| 3 | FAIRWIN BROKING LIMITED | Rep | Dealing in securities | 2017-08-15 | 2021-03-16 | Rep | Dealing in futures contracts | 2018-01-05 | 2021-03-16 | RO | Dealing in futures contracts | 2021-03-16 | RO | Dealing in securities | 2021-03-16 |
| 4 | RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2010-08-05 | 2011-12-01 |
| 5 | SDHG International Securities Limited | Rep | Dealing in securities | 2007-02-06 | 2007-09-24 |
| 6 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-10-04 | 2010-07-15 |
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