Park, Soo Jin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2015-08-07 | 2018-12-07 | Rep | Dealing in securities | 2015-08-07 | 2018-12-07 | Rep | Asset management | 2016-02-29 | 2018-12-07 |
| 2 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2019-01-17 | 2022-11-30 | Rep | Dealing in securities | 2019-01-17 | 2022-11-30 |
| 3 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-03-15 | 2013-12-31 |
| 4 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2014-01-17 | 2015-02-04 | Rep | Dealing in securities | 2014-01-17 | 2015-02-04 |
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