Chan, Mofiz 陳志華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WORLDWIDE BROKERAGE LIMITED | Rep | Dealing in securities | 2011-06-21 | 2011-06-24 | RO | Dealing in securities | 2011-06-24 | 2012-01-20 |
| 2 | T. W. SABNANI SECURITIES LIMITED | RO | Dealing in securities | 2011-02-16 | 2011-06-13 |
| 3 | Maplefield Capital Limited | RO | Advising on securities | 2024-04-08 | RO | Asset management | 2024-04-08 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-08-12 | 2007-02-01 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-08-12 | 2007-02-01 |
| 6 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Dealing in securities | 2012-07-10 | 2013-05-29 | RO | Advising on securities | 2012-07-10 | 2013-07-12 |
| 7 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2007-02-06 | 2010-09-16 |
| 8 | CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-02-06 | 2010-09-16 |
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