Chan, Mofiz 陳志華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2005-08-12 2007-02-01
2 CHONG HING COMMODITIES AND FUTURES LIMITED Rep Dealing in futures contracts 2007-02-06 2010-09-16
3 KGI ASIA LIMITED Rep Dealing in securities 2005-08-12 2007-02-01
4 CHONG HING SECURITIES LIMITED Rep Dealing in securities 2007-02-06 2010-09-16
5 WORLDWIDE BROKERAGE LIMITED Rep Dealing in securities 2011-06-21 2011-06-24
6 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED RO Advising on securities 2012-07-10 2013-07-12
7 Maplefield Capital Limited RO Advising on securities 2024-04-08
8 Maplefield Capital Limited RO Asset management 2024-04-08
9 T. W. SABNANI SECURITIES LIMITED RO Dealing in securities 2011-02-16 2011-06-13
10 WORLDWIDE BROKERAGE LIMITED RO Dealing in securities 2011-06-24 2012-01-20
11 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED RO Dealing in securities 2012-07-10 2013-05-29

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