Yu, Kun (SFC:AOT339) 于坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2007-11-28 | 2011-01-01 | RO | Asset management | 2013-07-12 | RO | Advising on securities | 2014-07-07 |
| 2 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-04 | 2011-01-01 | Rep | Dealing in securities | 2013-07-12 | 2015-06-12 | RO | Advising on securities | 2021-06-10 | RO | Dealing in securities | 2021-06-10 |
| 3 | YUE XIU ASSET MANAGEMENT LIMITED | RO | Asset management | 2011-04-12 | 2013-05-16 |
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