Lam, Fu Ming 林富明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | APlus Partners Asset Management Limited | RO | Advising on securities | 2018-12-21 | 2021-03-31 | RO | Asset management | 2018-12-21 | 2021-03-31 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-02-26 | 2010-02-13 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-07-21 | 2010-02-13 |
| 4 | GOLD DRAGON WORLDWIDE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-03-12 | 2018-10-31 | RO | Asset management | 2018-03-12 | 2018-10-31 |
| 5 | Oneday Asset Management Limited | RO | Asset management | 2014-09-04 | 2017-04-20 | RO | Advising on securities | 2015-12-02 | 2017-04-20 |
| 6 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-11 | 2008-06-16 |
| 7 | QMIS Asset Management Limited | RO | Advising on securities | 2011-11-01 | 2013-11-30 | RO | Asset management | 2011-11-01 | 2013-11-30 |
| 8 | QMIS Securities Limited | RO | Dealing in securities | 2010-04-19 | 2013-11-30 |
| 9 | YuFeng Financial Limited | RO | Advising on securities | 2024-03-06 | RO | Asset management | 2024-03-06 | RO | Dealing in securities | 2024-03-06 |
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