Lu, Hsiao Wen 魯曉玟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Dealing in securities | 2015-07-07 | 2015-11-18 | Rep | Advising on securities | 2015-07-07 | 2016-04-12 | RO | Dealing in securities | 2015-11-18 | 2016-07-16 | RO | Advising on securities | 2016-04-12 | 2016-07-16 | Rep | Advising on securities | 2016-11-17 | 2016-12-08 | Rep | Dealing in securities | 2016-11-17 | 2016-12-08 | RO | Advising on securities | 2016-12-08 | 2021-12-24 | RO | Dealing in securities | 2016-12-08 | 2021-12-24 | Rep | Dealing in futures contracts | 2021-08-12 | 2021-12-24 |
| 2 | Ever-Long Capital Management Limited (b2014-01-15) | Rep | Asset management | 2016-09-30 | 2016-11-11 |
| 3 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2016-07-27 | 2016-11-11 | Rep | Dealing in securities | 2016-07-27 | 2016-11-11 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2009-02-19 | 2009-12-01 |
| 5 | QMIS Asset Management Limited | Rep | Advising on securities | 2012-07-24 | 2015-06-12 | Rep | Asset management | 2012-07-24 | 2015-06-12 |
| 6 | QMIS Securities Limited | Rep | Dealing in securities | 2010-03-01 | 2015-06-12 |
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