Moser, Kent Sanford
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACM ASIA LIMITED | Rep | Advising on securities | 2011-08-04 | 2011-11-01 |
| 2 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2004-09-13 | 2004-09-15 |
| 3 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Dealing in securities | 2010-03-12 | 2010-12-31 |
| 4 | CBH Asia Limited | Rep | Advising on securities | 2012-03-13 | 2014-02-17 | Rep | Dealing in securities | 2012-03-13 | 2014-02-17 |
| 5 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2016-03-15 | 2017-03-30 | Rep | Dealing in securities | 2016-03-15 | 2017-03-30 |
| 6 | Robeco Hong Kong Limited | Rep | Advising on securities | 2014-02-27 | 2015-03-27 | Rep | Dealing in securities | 2014-02-27 | 2015-03-27 |
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