Hui, Wai Man (SFC:AIU457) 許偉民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHI CAPITAL SECURITIES LIMITED | RO | Advising on securities | 2007-03-27 | 2009-07-31 | RO | Asset management | 2007-03-27 | 2009-07-31 | RO | Dealing in securities | 2007-03-27 | 2009-07-31 |
| 2 | CHIMAERA FINANCIAL GROUP LIMITED | Rep | Advising on securities | 2009-08-07 | 2009-09-10 | Rep | Asset management | 2009-08-07 | 2009-09-10 | RO | Advising on securities | 2009-09-10 | 2015-10-09 | RO | Asset management | 2009-09-10 | 2015-10-09 |
| 3 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2017-06-15 | 2017-07-05 | RO | Asset management | 2017-07-05 | 2019-04-30 | RO | Advising on securities | 2018-09-04 | 2019-04-30 |
| 4 | CMBC International Securities Limited | RO | Advising on securities | 2017-10-20 | 2019-04-30 | RO | Dealing in securities | 2017-10-20 | 2019-04-30 |
| 5 | CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2017-08-31 | 2019-04-30 |
| 6 | FU HENG INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2005-06-22 | 2007-02-28 | RO | Asset management | 2005-06-22 | 2007-02-28 |
| 7 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2003-04-23 | 2003-10-23 | Rep | Asset management | 2003-04-23 | 2003-10-23 | Rep | Dealing in securities | 2003-04-23 | 2003-10-23 | Rep | Advising on futures contracts | 2003-04-25 | 2003-10-23 |
| 8 | SGI Capital Asset Management Limited | RO | Advising on securities | 2022-11-01 | 2023-09-30 | RO | Asset management | 2022-11-01 | 2023-09-30 |
| 9 | WiseWings Capital Management Limited | RO | Advising on securities | 2023-11-06 | RO | Asset management | 2023-11-06 | RO | Dealing in securities | 2023-11-06 |
| 10 | YUE XIU ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-10-27 | 2017-04-30 | RO | Advising on securities | 2016-05-13 | 2017-04-30 |
| 11 | ZMF Asset Management Limited | RO | Advising on securities | 2019-05-14 | 2021-08-03 | RO | Asset management | 2019-05-14 | 2021-08-03 | RO | Dealing in securities | 2019-05-14 | 2021-08-03 |
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