Von Pfeil, Enzio Graf
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AK PARTNERS HK LIMITED | Rep | Advising on securities | 2023-05-18 | 2024-03-11 | Rep | Asset management | 2023-05-18 | 2024-03-11 | RO | Advising on securities | 2024-03-11 | RO | Asset management | 2024-03-11 |
| 2 | FINANCIAL SHIELD LIMITED (b2000-01-24) | RO | Advising on corporate finance | 2005-02-25 | RO | Asset management | 2005-10-17 | RO | Advising on securities | 2012-06-21 |
| 3 | IAM LEGACY LIMITED | Rep | Advising on securities | 2013-05-10 | 2014-08-29 |
| 4 | ODYSSEY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-09-20 | 2017-11-15 | Rep | Asset management | 2017-09-20 | 2017-11-15 |
| 5 | PRIVATE CAPITAL LIMITED | Rep | Advising on securities | 2014-09-03 | 2017-03-29 | Rep | Asset management | 2014-10-23 | 2017-03-29 |
| 6 | SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2013-01-29 | 2013-02-07 |
| 7 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2018-02-20 | 2023-04-24 | Rep | Asset management | 2018-02-20 | 2023-04-24 | Rep | Dealing in securities | 2018-02-20 | 2023-04-24 |
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