Wang, Yue (SFC:APL764) 王悅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brookfield Advisors (Hong Kong) Limited | Rep | Advising on securities | 2022-05-12 | 2022-08-02 | Rep | Dealing in securities | 2022-05-12 | 2022-08-02 | RO | Advising on securities | 2022-08-02 | 2024-07-15 | RO | Dealing in securities | 2022-08-02 | 2024-07-15 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2007-08-24 | 2009-01-01 |
| 3 | FRM HONG KONG LIMITED (d2014-05-18) | Rep | Asset management | 2010-07-07 | 2012-07-30 | Rep | Dealing in securities | 2010-07-07 | 2012-07-30 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-01-14 | 2016-03-25 |
| 5 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2012-08-08 | 2012-11-23 | Rep | Dealing in securities | 2012-08-08 | 2012-11-23 |
| 6 | PIMCO Asia Limited | Rep | Dealing in securities | 2016-08-19 | 2022-03-24 | Rep | Advising on securities | 2019-08-27 | 2022-03-24 | Rep | Asset management | 2019-08-27 | 2022-03-24 |
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